Securities fraud in Chesterfield County carries severe federal penalties under 18 U.S.C. § 1348, including up to 25 years in prison. Law Offices Of SRIS, P.C. has 4,739+ firm-wide case results. A Securities Fraud lawyer Chesterfield County can build a defense against SEC charges and criminal prosecution.
Last verified: April 2026 | Chesterfield County General District Court | Va. Code Title 18.2 (Crimes and Offenses)
Securities fraud involves deceptive practices in the stock or commodities markets, including insider trading, misrepresentation of material facts, and Ponzi schemes. Under federal law (18 U.S.C. § 1348), securities fraud is a felony carrying up to 25 years imprisonment. A Securities Fraud lawyer Chesterfield County understands the intersection of SEC regulations and criminal law. The SEC also brings civil enforcement actions that can result in fines, disgorgement, and industry bars. Virginia state securities laws under Va. Code § 13.1-501 et seq. add additional layers of liability for fraudulent practices. An investment fraud defense lawyer Chesterfield County can address both civil and criminal exposure simultaneously.
External resources: U.S. Securities and Exchange Commission (SEC) and Chesterfield County General District Court.
- Secure legal representation immediately upon receiving a subpoena or target letter from the SEC or federal prosecutors.
- Preserve all documents and communications related to the investment or trading activity under investigation.
- Do not communicate with investigators, co-workers, or media without your attorney present.
- Your attorney will negotiate with the SEC for a Wells submission or settlement before charges are filed.
- If criminal charges are filed, your attorney will file motions to suppress evidence and challenge the government’s case.
- Prepare for potential trial in the U.S. District Court for the Eastern District of Virginia, Richmond Division.
In Chesterfield County, securities fraud carries up to 25 years in federal prison, fines up to $5 million for individuals, and mandatory restitution to victims.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Felony | Up to 25 years | Up to $5 million | Bar from securities industry | Restitution, forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Felony | Up to 20 years | Up to $5 million | Industry bar | Disgorgement of profits, civil penalties |
| Wire Fraud affecting securities (18 U.S.C. § 1343) | Felony | Up to 20 years | Up to $250,000 | Professional license revocation | Restitution, forfeiture |
Results may vary. Prior results do not guarantee a similar outcome.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Law Offices Of SRIS, P.C. has 4,739+ firm-wide case results with a 93%+ favorable outcome rate. Founded in 1997 by former prosecutor Mr. Sris, the firm brings over 120 years of combined legal experience. Mr. Sris personally amended Va. Code § 20-107.3 (equitable distribution statute), demonstrating deep legislative knowledge applicable to complex financial litigation.
Our Richmond Location serves clients at Chesterfield County courts (9500 Courthouse Road). Our Securities Fraud lawyer Chesterfield County is accessible via I-95, I-295, Route 1, Route 10, and Route 360 (Hull Street). Serving Midlothian, Chester, Colonial Heights area, Bon Air, Brandermill, and Moseley. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Toll-Free: (888) 437-7747 | Local: (804)201-9009
7400 Beaufont Springs Dr, Suite 300, Rm 395, Richmond, VA 23225
By appointment only. 24/7 phone consultations.
Yes, the SEC can bring civil enforcement actions for securities fraud in Chesterfield County.
Yes, the SEC can bring civil enforcement actions for securities fraud in Chesterfield County. These actions seek injunctions, disgorgement of profits, civil penalties, and industry bars. Parallel criminal prosecution by the U.S. Attorney’s Office is also possible for the same conduct.
No, securities fraud is a strict liability offense in some elements.
No, securities fraud is not always a strict liability offense. The government must prove intent to defraud (scienter) for most securities fraud charges. However, certain SEC rules impose strict liability for negligent misstatements in SEC filings.
It depends on the specific facts of your case and the government’s evidence.
It depends on the specific facts of your case and the government’s evidence. A Securities Fraud lawyer Chesterfield County can evaluate whether a defense exists based on lack of intent, insufficient evidence, or procedural violations by investigators.
Yes, you can be charged federally for securities fraud in Chesterfield County.
Yes, you can be charged federally for securities fraud in Chesterfield County. The U.S. Attorney’s Office for the Eastern District of Virginia (Richmond Division) prosecutes securities fraud cases. Federal charges carry significantly higher penalties than state charges.
Yes, an investment fraud defense lawyer Chesterfield County can help negotiate with the SEC.
Yes, an investment fraud defense lawyer Chesterfield County can help negotiate with the SEC. Your attorney can submit a Wells submission arguing why charges should not be filed, negotiate settlement terms, and represent you in administrative proceedings before the SEC.
Yes, an SEC violation lawyer Chesterfield County can represent you in SEC proceedings.
Yes, an SEC violation lawyer Chesterfield County can represent you in SEC proceedings. SEC administrative proceedings are civil in nature but can result in industry bars, fines, and disgorgement. Your attorney can challenge the SEC’s evidence and negotiate favorable settlement terms.