Insider trading in Virginia is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine; Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal courts, including the U.S. District Court for the Eastern District of Virginia.
Insider Trading Lawyer in Poquoson, Virginia
Federal insider trading involves buying or selling securities based on material, non-public information in violation of a fiduciary duty or other relationship of trust and confidence. The primary statute is 15 U.S.C. § 78j(b), which makes it unlawful to use any manipulative or deceptive device in connection with the purchase or sale of any security. SEC Rule 10b-5, promulgated under this statute, prohibits any act or omission resulting in fraud or deceit in connection with securities transactions. The maximum penalty for an individual is 20 years imprisonment and a $5 million fine. For entities, the fine can reach $25 million. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For the full text of the federal securities laws, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site). For SEC Rule 10b-5, see SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with aggressive tactics, including wiretaps and cooperating witnesses. We have observed that early intervention by an experienced federal defense lawyer can significantly impact the outcome.
- Do not speak to investigators without your lawyer present.
- Preserve all documents, emails, and trading records.
- Contact a federal criminal defense attorney immediately.
- Review the charges and potential penalties under 15 U.S.C. § 78j(b).
- Prepare a defense strategy with your attorney.
In Poquoson, federal insider trading carries a maximum penalty of 20 years imprisonment and a $5 million fine for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC bars | Forfeiture, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential SEC bars | Forfeiture, restitution, corporate monitoring |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled numerous federal criminal cases, including securities fraud and insider trading matters, in the U.S. District Court for the Eastern District of Virginia.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal courts. The firm has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary.
Our location in Richmond is approximately 60 miles from the U.S. District Court for the Eastern District of Virginia (Norfolk Division), with access via I-64 and Route 171 (Victory Blvd).
Insider Trading lawyer near Poquoson.
Serving the communities of Poquoson and the York County border.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | Toll-Free: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Poquoson, Virginia
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Cases are heard in the U.S. District Court for the Eastern District of Virginia under the Federal Criminal Code (18 U.S.C.).
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years imprisonment and a $5 million fine for individuals. Consult a Virginia federal criminal attorney for case-specific guidance.
How does a Virginia lawyer defend against securities fraud insider trading charges?
Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
What should I do if I am facing securities fraud insider trading charges in Virginia?
If facing securities fraud insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Virginia Federal Criminal Defense Lawyer
Albemarle County Federal Criminal Lawyer
Last verified: April 2026
Attorney responsible for this advertising: Mr. Sris.
By appointment only.