Insider trading in Henrico County, Virginia, is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County. Call (888) 437-7747 for a consultation by appointment.
Insider Trading Lawyer in Henrico County, Virginia
Federal insider trading involves buying or selling securities based on material, non-public information. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, it is illegal to trade while in possession of confidential information that would affect a reasonable investor’s decision. The maximum penalty for individuals is 20 years imprisonment and a $5 million fine. For corporations, fines can reach $25 million. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in Henrico County, with cases heard at the U.S. District Court for the Eastern District of Virginia, Richmond Division, located at 701 E Broad St, Richmond, VA 23219.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience to every case.
For the official federal statute governing insider trading, see 15 U.S.C. § 78j(b) (Cornell LII — official site). For SEC Rule 10b-5, see 17 CFR § 240.10b-5 (eCFR — official site).
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely use grand jury subpoenas and wiretaps to build insider trading cases. We have observed that early intervention often leads to more favorable outcomes.
- Do not speak to investigators or SEC agents without your attorney present.
- Preserve all trading records, emails, and communications — do not delete anything.
- Contact a federal criminal defense attorney immediately to assert your rights.
- Your attorney will evaluate the evidence for procedural violations or insufficient proof.
- Negotiate with prosecutors for a potential plea or reduced charges if appropriate.
- Prepare for trial if no acceptable resolution is reached — federal conviction rates exceed 90%.
In Henrico County, insider trading carries severe federal penalties under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, with potential imprisonment and substantial fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | SEC bars from securities industry | Forfeiture of profits; restitution; supervised release |
| Insider Trading (Corporation) | Federal Felony | N/A | Up to $25 million | SEC sanctions; trading suspensions | Forfeiture; compliance monitors; reputational harm |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | SEC bars; professional license revocation | Forfeiture; restitution; supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has 21 documented case results in Henrico County: 17 dismissed or not guilty, 4 reduced or amended — a favorable outcome in all reported instances. ‘Advocacy Without Borders’ reflects the firm’s commitment to accessible, high-quality legal representation.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has 21 documented results in Henrico County: 17 dismissed or not guilty, 4 reduced or amended — a favorable-outcome rate of 100% in all reported instances. Results may vary. Firm-wide, SRIS, P.C. has 4,739+ documented results across VA, MD, DC, NY and NJ.
Our location in Richmond is approximately 10 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64 and I-95. If you need an Insider Trading lawyer near Henrico County, we are here to help. Serving the communities of Glen Allen, Short Pump, Innsbrook, Tuckahoe, Highland Springs, and Mechanicsville (partial). 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
Phone: (804) 201-9009 | Toll-Free: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Henrico County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Cases are heard at U.S. District Court for the Eastern District of Virginia under the Federal Criminal Code (18 U.S.C.).
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole.
What is federal criminal court and how is it different in VA?
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines.
How do federal sentencing guidelines work in Henrico County, Virginia?
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.
Federal sentencing follows the U.S. Sentencing Guidelines, a points-based calculation using offense level and criminal history category.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
Defense strategies may include challenging evidence, examining procedural compliance, and negotiating with prosecutors.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
Contact a federal criminal attorney immediately and do not discuss the case with anyone except your lawyer.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years imprisonment and a $5 million fine for individuals. Consult a Virginia federal criminal attorney for case-specific guidance.
Penalties may include up to 20 years imprisonment and a $5 million fine for individuals.
Learn more about our Virginia Federal Criminal Defense practice. For related services in nearby areas, see our Albemarle County Federal Criminal Lawyer or Alexandria Federal Criminal Lawyer pages. For other legal needs in Henrico County, visit our Business Lawyer or DUI Lawyer pages.
Last verified: April 2026 | Page generated: 2026-04-28