Insider trading is defined under federal law as buying or selling securities based on material, non-public information. This offense is governed by 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which prohibit fraudulent activities in connection with the purchase or sale of securities. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in the U.S. District Court for the Eastern District of Virginia, which has jurisdiction over New Kent County. Maximum penalties for individuals include up to 20 years in prison and a $5 million fine. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For official information on federal insider trading laws, visit the U.S. Department of Justice — Criminal Division (Fraud Section) and the U.S. Securities and Exchange Commission (SEC) — official site.
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with aggressive tactics, including wiretaps and cooperating witnesses. We have observed that early intervention is critical to preserving your rights and negotiating favorable outcomes.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and trading records.
- Contact a federal criminal defense lawyer immediately.
- Review any subpoena or indictment with your lawyer.
- Prepare for your initial appearance and detention hearing.
- Develop a defense strategy based on the evidence.
In New Kent County, insider trading carries severe federal penalties under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | Potential SEC ban from securities industry | Forfeiture of profits, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | Potential SEC ban from securities industry | Forfeiture of profits, restitution, corporate monitoring |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Mr. Sris personally handles federal criminal defense matters, including insider trading cases, leveraging his background in accounting and information systems to analyze complex financial evidence.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has 4 documented results in New Kent County: 3 dismissed or not guilty, 1 reduced or amended — a favorable-outcome rate of 100% in all reported instances. Results may vary. Firm-wide, the firm has 4,739+ documented results across VA, MD, DC, NY and NJ.
Our location in Richmond is approximately 25 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64 and Route 33. If you need an Insider Trading lawyer near New Kent County, we are here to help. Serving the communities of New Kent, Providence Forge, and Quinton. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Richmond Location: 7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225 | (804) 201-9009 | By appointment only.
Frequently Asked Questions About Insider Trading in New Kent County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Cases are heard in the U.S. District Court for the Eastern District of Virginia under the Federal Criminal Code (18 U.S.C.) and Federal Sentencing Guidelines (USSG).
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
Defense strategies may include challenging evidence and examining procedural compliance.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
Contact a federal criminal attorney immediately and preserve all documents.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Virginia federal criminal attorney for case-specific guidance.
Penalties may include up to 20 years in prison and a $5 million fine.
How does a Virginia lawyer defend against securities fraud insider trading charges?
Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
Defense strategies may include challenging evidence and negotiating with prosecutors.
Learn more about federal criminal defense in Virginia: Virginia Federal Criminal Defense Lawyer. Explore related services: Business Lawyer New Kent County and Civil Litigation Lawyer New Kent County.
Page Last verified: April 2026. Content reflects current federal law and court procedures.