Insider trading in Virginia is prosecuted under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a 93%+ favorable outcome rate.
Insider Trading Lawyer in Virginia
Federal insider trading involves buying or selling securities based on material, non-public information in violation of a duty of trust or confidence. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, the government must prove that you possessed material non-public information, knew it was non-public, and traded on it. The U.S. Attorney’s Office for the Eastern District of Virginia (based in Alexandria and Richmond) or the Western District of Virginia (based in Roanoke) prosecutes these cases. Maximum penalties include 20 years imprisonment and a $5 million fine for individuals, plus disgorgement of profits and civil penalties from the SEC. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients against insider trading allegations.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For official statutory text, consult the following government sources:
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely use parallel SEC investigations and criminal referrals to build insider trading cases. We have observed that the government often relies on trading pattern analysis, phone records, and witness testimony to establish the timing of trades relative to material events.
- Do not speak to SEC investigators or federal agents without your attorney present.
- Preserve all trading records, emails, and communications — do not delete anything.
- Retain an Insider Trading lawyer Virginia immediately to assess potential defenses.
- Review the government’s evidence for procedural errors or lack of materiality.
- Consider whether a negotiated resolution or trial is in your experienced interest.
- Prepare for potential parallel civil enforcement by the SEC.
In Virginia, insider trading under federal law carries severe penalties including imprisonment, fines, and professional consequences.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individual) | Potential SEC bars from securities industry | Disgorgement of profits, civil penalties, reputational harm |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individual) | Potential SEC bars from securities industry | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive experience defending federal criminal cases, including insider trading and securities fraud matters. Mr. Sris applies his background in accounting and information systems to analyze complex financial evidence, providing a unique advantage in challenging the government’s case.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a 93%+ favorable outcome rate. While specific insider trading case results are not listed due to confidentiality, the firm has achieved dismissals, reductions, and favorable resolutions in numerous federal criminal matters. Results may vary.
Our location in Richmond is approximately 100 miles from the U.S. District Court for the Eastern District of Virginia in Alexandria, with access via I-95 and I-64. As an Insider Trading lawyer Virginia, we serve clients statewide. Serving the communities of all Virginia cities and counties. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Virginia
How does a Virginia lawyer defend against insider trading charges?
It depends. Defense strategies for insider trading in Virginia may include challenging the materiality of the information, examining whether there was a breach of duty, negotiating with prosecutors, and presenting mitigating factors. An experienced Insider Trading lawyer Virginia evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense. The U.S. District Court for the Eastern District of Virginia handles these cases.
Defense strategies may include challenging evidence, examining procedural compliance, and negotiating with prosecutors under 15 U.S.C. § 78j(b).
What should I do if I am facing insider trading charges in Virginia?
Yes, act immediately. If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action. The U.S. District Court for the Eastern District of Virginia has jurisdiction.
Contact a federal criminal attorney immediately and preserve all documents.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years in federal prison, fines up to $5 million, disgorgement of profits, and SEC bars from the securities industry. Consult a Virginia federal criminal attorney for case-specific guidance.
Penalties include up to 20 years in prison and $5 million in fines under 15 U.S.C. § 78j(b).
How does a Virginia lawyer defend against securities fraud insider trading charges?
It depends. Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced securities insider trading defense lawyer Virginia evaluates the specific facts under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff to build the strongest possible defense.
Defense strategies may include challenging evidence and examining procedural compliance under 18 U.S.C. § 1348.
What should I do if I am facing securities fraud insider trading charges in Virginia?
Yes, act immediately. If facing securities fraud insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action. An illegal stock trading lawyer Virginia can help.
Contact a federal criminal attorney immediately and preserve all documents.
Learn more about our firm’s approach to federal criminal defense: Virginia Federal Criminal Lawyer.
Explore related practice areas: Traffic Lawyer Virginia | Theft Defense Lawyer Virginia.
View our attorney profile: Mr. Sris.
Last updated: 2026-04-28. This page is regularly reviewed for accuracy.