Securities fraud in Suffolk carries severe federal penalties under 18 U.S.C. § 1348, including up to 25 years in prison. Law Offices Of SRIS, P.C. has extensive experience defending federal white-collar cases. Contact a Securities Fraud lawyer Suffolk today.
Securities Fraud Under Federal Law
Last verified: April 2026 | Suffolk General District Court | 18 U.S.C. § 1348 (official U.S. Code)
Securities fraud is defined under 18 U.S.C. § 1348 as a scheme to defraud investors or obtain money through false pretenses in connection with securities. The statute covers insider trading, Ponzi schemes, and accounting fraud. Federal prosecutors in the Eastern District of Virginia handle these cases. A Securities Fraud lawyer Suffolk understands the federal court procedures and sentencing guidelines.
Official Legal Resources
- 18 U.S.C. § 1348 (Securities Fraud) — official U.S. Code
- Suffolk General District Court — official court website
Insider Perspective on Federal Securities Fraud Cases in Suffolk
Federal securities fraud cases in Suffolk are investigated by the FBI and SEC. The Eastern District of Virginia, known as the “Rocket Docket,” moves cases quickly. You need a Securities Fraud lawyer Suffolk who knows federal procedure.
- Step 1: Contact a Securities Fraud lawyer Suffolk immediately upon learning of an investigation.
- Step 2: Preserve all documents and communications related to the securities transactions.
- Step 3: Do not speak with investigators without your attorney present.
- Step 4: Your attorney will negotiate with the U.S. Attorney’s Office for a proffer agreement if appropriate.
- Step 5: Prepare for potential indictment and arraignment in federal court.
- Step 6: Develop a defense strategy based on the specific allegations and evidence.
Penalties for Securities Fraud
In Suffolk, securities fraud under 18 U.S.C. § 1348 carries up to 25 years in federal prison and substantial fines.
| Offense | Classification | Incarceration | Fine | Additional Consequences |
|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 for individuals | Restitution, forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5,000,000 | SEC civil penalties, trading bans |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Law Offices Of SRIS, P.C. for Your Securities Fraud Case?
Founded in 1997 by former prosecutor Mr. Sris, Law Offices Of SRIS, P.C. brings over 120 years of combined legal experience. The firm has documented 4,739+ case results with a 93%+ favorable outcome rate. Mr. Sris personally amended Va. Code § 20-107.3 (equitable distribution statute) and has a background in accounting and information systems, providing a unique advantage in financial fraud cases. An investment fraud defense lawyer Suffolk from our firm understands the details of federal white-collar defense.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Case Results
Law Offices Of SRIS, P.C. has 4,739+ documented results firm-wide across VA, MD, NJ, NY, and DC, with a 93%+ favorable outcome rate. While specific Suffolk securities fraud results are not listed, the firm has achieved dismissals and reductions in complex federal cases.
Results may vary. Prior results do not guarantee a similar outcome.
Our Suffolk Location
Our Richmond location serves clients at Suffolk courts (150 North Main Street). Accessible via Route 58, Route 460, Route 10, Route 32, and I-664 nearby. Serving Suffolk, Harbour View, and North Suffolk.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Dr, Suite 300, Rm 395, Richmond, VA 23225
Toll-Free: (888) 437-7747 | Local: (804)201-9009
By appointment only.
Frequently Asked Questions About Securities Fraud in Suffolk
What is securities fraud under federal law?
Yes. Securities fraud under 18 U.S.C. § 1348 involves schemes to defraud investors through false statements or insider trading. It carries up to 25 years in federal prison.
Can securities fraud charges be dismissed in Suffolk?
It depends. Dismissal is possible if the government cannot prove intent to defraud or if evidence was obtained illegally. An SEC violation lawyer Suffolk can evaluate your case.
What is the difference between SEC civil and criminal securities fraud cases?
The SEC brings civil enforcement actions seeking fines and trading bans. Criminal cases are prosecuted by the U.S. Attorney’s Office and can result in prison time. Both can proceed simultaneously.
How long does a federal securities fraud case take in Suffolk?
The Eastern District of Virginia is known as the “Rocket Docket.” Cases typically resolve within 6-18 months, but complex cases can take longer. Speedy Trial Act requires trial within 70 days of indictment.
Do I need a lawyer if I am under investigation for securities fraud?
Yes. Contact a Securities Fraud lawyer Suffolk immediately. Speaking with investigators without counsel can harm your case. Early representation can prevent charges or reduce penalties.
Learn more about Virginia Federal Criminal Defense Lawyer. See also Securities Fraud Lawyer Henrico and Securities Fraud Lawyer Chesterfield. For related services, visit Business Lawyer Suffolk or Civil Litigation Lawyer Suffolk.
Last verified: April 2026. Information current as of February 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.